Investment Intermediaries Act, 1995
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Register of investment business firms. |
17.—(1) A supervisory authority shall maintain a register or registers of investment business firms (to be known and in this Act to be referred to as a “Register of Investment Business Firms”) which it has authorised under section 10 of this Act and such a register may be held in electronic form. | |
(2) Each supervisory authority shall arrange that all Registers of Investment Business Firms or a copy or copies thereof shall be open for inspection in a single location by any member of the public at all reasonable times, on the payment of such fee as the relevant supervisory authority may specify or approve, and each supervisory authority shall further ensure that a list of firms deemed to be authorised under this Act by virtue of section 26 of this Act is maintained in the same location and is revised at such intervals as the supervisory authority deems appropriate. | ||
(3) A Register of Investment Business Firms shall include the names and addresses of investment business firms and such other particulars as the supervisory authority may decide from time to time. |