Am. to apply pending applics. |
21/2004, ss. 1 (2), 35, sch. 5, par. 13 |
Applied |
S.I. No. 60 of 2007, regs. 1(2), 31. |
Application restricted |
42/2000, ss. 1 (4) (a) (5), 22 |
Liquidator etc. recourse against client money etc. under Act |
S.I. No. 60 of 2007, regs. 1(2), 157(2)(a) |
S. 2 amended |
S.I. No. 379 of 2014, reg. 4(a), (b) |
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S.I. No. 497 of 2003, reg. 11 |
S. 2(1) references construed |
S.I. No. 229 of 2018, regs. 1(2), 60(2), (3) |
S. 2(1) amended |
S.I. No. 642 of 2017, regs. 1(2), 2(a) |
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24/2010, ss. 1(2), 168 and schedule, pt. 3, item 22 |
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23/2010. ss. 2, 15(14), sch. 2, pt. 14, para. 15 |
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37/2007, ss. 2, 22(a)-(m) |
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21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 1 (a)-(d) |
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12/2003, ss. 1 (2), 35 (1), sch. 1, pt. 26 |
S. 2(1A) inserted |
37/2007, ss. 2, 22(m) |
S. 2(5) substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 1 (e) |
S. 2(5)(b) amended |
37/2007, ss. 2, 22(n) |
S. 9 amended |
26/2013, ss. 2, 5(2), sch. 3 pt. 3 item 1(b) |
S. 9 substituted |
40/2012, ss. 2(1), 70(4), sch. 4, pt. 7, item 1 |
S. 9(1) substituted |
26/2013, ss. 2, 5(2), sch. 3 pt. 3 item 1(a) |
S. 9(4)(b) substituted |
37/2007, ss. 2, 22(o) |
S. 9(4)(c)(iii) substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 2 |
S. 17 bodies prescribed |
S.I. No. 295 of 2014, reg. 2 |
S. 17 amended |
12/2003, ss. 1 (2), 35 (1), sch. 1, pt. 26 |
S. 17 bodies and persons prescribed |
S.I. No. 352 of 1998, regs. 1, 2 |
S. 18(2) substituted |
12/2003, ss. 1 (2), 35 (1), sch. 1, pt. 26 |
S. 18(3) bodies prescribed under |
S.I. No. 349 of 2019, reg. 2 |
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S.I. No. 395 of 2015, reg. 2 |
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S.I. No. 394 of 2015, reg. 2 |
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S.I. No. 294 of 2014, reg. 2 |
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S.I. No. 280 of 1998, reg. 2 |
S. 18(3) substituted |
12/2003, ss. 1 (2), 35 (1), sch. 1, pt. 26 |
S. 18(4) bodies and individuals prescribed under |
S.I. No. 570 of 2004, reg. 2 |
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S.I. No. 147 of 2002, reg. 2 |
S. 18(4) substituted |
12/2003, ss. 1 (2), 35 (1), sch. 1, pt. 26 |
S. 18(4) individuals prescribed |
S.I. No. 350 of 1998, regs. 1, 2 |
S. 18(6) substituted |
12/2003, ss. 1 (2), 35 (1), sch. 1, pt. 26 |
S. 19(3) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 3 |
S. 20(3) inserted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 4 |
S. 20(4) substituted |
37/2007, ss. 2, 22(p) |
S. 20(4) inserted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 4 |
S. 21(3)(b) substituted |
37/2007, ss. 2, 22(q) |
S. 21(3)(b) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 5 |
S. 24 amended |
37/2007, ss. 2, 22(r) |
S. 25(6)(c) substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 6 |
S. 25(6)(d) amended |
37/2007, ss. 2, 22(s) |
S. 25(7) substituted |
21/2004, ss. 1 (2), 10 (2), sch. 1, pt. 8, par. 1 |
S. 26 substituted |
21/2004, ss. 1 (2), 10 (2), sch. 1, pt. 8, par. 2 |
S. 27(3)(a) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 7 |
S. 28 substituted |
21/2004, ss. 1 (2), 10 (2), sch. 1, pt. 8, par. 3 |
S. 28(7) substituted |
37/2007, ss. 2, 22(t) |
S. 28(8) amended |
37/2007, ss. 2, 22(u) |
S. 28(9A) inserted |
37/2007, ss. 2, 22(v) |
S. 28(10) amended |
37/2007, ss. 2, 22(w) |
S. 29(3) relevant offence under Act |
22/2011, ss. 1(2), 3 & sch. 1(8) |
S. 29(5) amended |
37/2007, ss. 2, 22(x) |
S. 29A inserted |
S.I. No. 642 of 2017, regs. 1(2), 2(b) |
S. 30(1) substit. def. "compensatable loss" |
37/2007, ss. 2, 22(y) |
S. 30(1) def. "net loss" amended |
6/2010, ss. 1(2), 120(2) |
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37/2007, ss. 2, 22(z) |
S. 30(1)(vi) amended |
26/2018, ss. 1(2), 41(1)(a) |
S. 30(2)(c)(i) amended |
37/2007, ss. 2, 23(a) |
S. 30(2)(c)(ii) amended |
37/2007, ss. 2, 23(a) |
S. 30(5) inserted |
37/2007, ss. 2, 23(b) |
S. 31(2) (3) substituted |
21/2004, ss. 1 (2), 10 (2), sch. 1, pt. 8, par. 4 |
S. 32(1) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 8 (a) |
S. 32(1)(b) substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 8 (b) |
S. 32(2) amended |
37/2007, ss. 2, 23(c) |
S. 32(2) substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 8 (c) |
S. 32(2A) inserted |
37/2007, ss. 2, 23(d) |
S. 32(4) amended |
37/2007, ss. 2, 23(e) |
S. 33(1A) inserted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 9 (a) |
S. 33(2) amended |
26/2013, ss. 2, 5(2), sch. 3 pt. 3 item 2 |
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40/2012, ss. 2(1), 70(4), sch. 4, pt. 7, item 2 |
S. 33(2) substituted |
37/2007, ss. 2, 23(f) |
S. 33(3) amended |
37/2007, ss. 2, 23(g) |
S. 33(3) substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 9 (b) |
S. 33(3A) amended |
37/2007, ss. 2, 23(h) |
S. 33(3A) substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 9 (b) |
S. 33(3B) substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 9 (b) |
S. 33(4) substituted |
26/2013, ss. 2, 80(a) |
S. 33(5) inserted |
26/2013, ss. 2, 80(a) |
S. 33A substituted |
37/2007, ss. 2, 23(i) |
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21/2004, ss. 1(2), 33, sch. 3, pt. 15, par. 10 |
S. 33B inserted |
26/2013, ss. 2, 80(b) |
S. 34(2) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 11 (a) |
S. 34(3) amended |
37/2007, ss. 2, 23(j) |
S. 34(3), subsec. substit. |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 11 (b) |
S. 34(4) (5) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 11 (c) (d) |
S. 34(6) amended |
37/2007, ss. 2, 23(k) |
S. 34(8) inserted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 11 (e) |
S. 35(1) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 12 (a) (b) |
S. 35(2)(a) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 12 (c) (d) (e) |
S. 35(3) substituted |
6/2010, ss. 1(2), 120(3) |
S. 35(3)(c) amended |
26/2018, ss. 1(2), 41(1)(b) |
S. 35(4) deleted |
37/2007, ss. 2, 23(l) |
S. 35(5) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 12 (c) (d) (e) |
S. 35(5A) amended |
37/2007, ss. 2, 23(m) |
S. 35(6) amended |
37/2007, ss. 2, 23(n) |
S. 35(6A) amended |
37/2007, ss. 2, 23(o) |
S. 35(7A) inserted |
26/2013, ss. 2, 80(c) |
S. 35(8) amended |
37/2007, ss. 2, 23(p) |
S. 35(6) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 12 (g) (h) |
S. 35(6A) inserted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 12 (i) |
S. 36 substituted |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 13 |
S. 36(1) amended |
37/2007, ss. 2, 23(q) |
S. 38(1) amended |
37/2007, ss. 2, 23(r) |
S. 38(2) amended |
37/2007, ss. 2,. 23(s) |
S. 38(3) amended |
37/2007, ss. 2, 23(t) |
S. 39(1) amended |
37/2007, ss. 2, 23(u) |
S. 39(2) amended |
21/2004, ss. 1 (2), 33, sch. 3, pt. 15, par. 14 |
S. 40(1) amended, def. "client" |
37/2007, ss. 2, 23(v) |
S. 40(1) substit. def. "investment firm" |
37/2007, ss. 2, 23(w) |
S. 40(2) substituted |
37/2007, ss. 2, 23(x) |
S. 43(3) repealed |
26/2013, ss. 2, 4(1), sch. 1 pt. 1 item 11 |
S. 42(3) amended |
37/2007, ss. 2, 23(y) |
S. 43(7) relevant offence under Act |
22/2011, ss. 1(2), 3 & sch. 1(8) |
S. 43(8) relevant offence under Act |
22/2011, ss. 1(2), 3 & sch. 1(8) |
S. 48 repealed |
12/2003, ss. 1 (2), 35 (1), sch. 1, pt. 26 |
Sch. 2 substituted |
21/2004, ss. 1 (2), 10 (2), sch. 1, pt. 8, par. 5 |